Institution Name (Optional):
EXAMINATION PLANNING AND PREPARATION
1. You received notice of the examination at least six weeks in advance.
If you disagree, when did you receive it?
2. The Division of Banking's notification letter provided you with the necessary information to prepare for the examination.
If you disagree, what request items were difficult to understand or did you find unnecessary?
5. Are there ways we can assist you in preparing for an examination?
Please Explain:
6. You felt the examination was of value to your organization.
7. The examiner-in-charge (EIC) met with you upon commencement of the examination and fully covered the examination objectives.
10. The EIC presented examination findings succinctly and supported the ratings at the exit conference.
11. What could we do to improve the examination process?
12. All significant finding and recommendations were contained in the Report of Examination (Report) and discussed with management during the examination.
13. You were satisfied with the timeliness, substance and tone of the Report, as well as the Report format.
14. The transmittal letter accompanying the Report was clear and concise.
15. If you had a reason to interact with the Colorado Division of Banking personnel other than during an examination, were you satisfied with the accuracy, timeliness, and manner in which your business was handled?
Would you like to be contacted concerning this examination or any other matter?
