Division of Securities Division of Securities State of Colorado DORA

How to File a Complaint

 

  1. If we can't clearly understand your complaint or inquiry, it will be more difficult for us to help you. Please take a minute to organize your information so that the details are clearly and completely stated.
  2. Before you begin, it might help you to make a list of the things you want to say.
  3. Try to present the events in the order in which they happened, using dates whenever possible.
  4. Please TYPE or WRITE legibly.
  5. If you can, please enclose legible "copies" of documents such as contracts, prospectuses, agreements, canceled checks (front and back), advertisements, letters, or other documents that may be material to your complaint. You should not send original documents.  If your copies are very numerous, please send only the most important ones.
  6. Fill out the complaint form as completely as possible and return it to the Division.
CLICK HERE to View or Print the Complaint Form
or
You may obtain a COMPLAINT FORM from the:
Colorado Division of Securities
1560 Broadway, Suite 900
Denver, CO 80202
303-894-2320
MAIL THE COMPLETED FORM TO THE ABOVE ADDRESS!
Consumer Protection