ACTIVITY

Fees for state chartered banks, industrial banks, trust companies and licensed money transmitters are listed under Column B, all others are under Column A.

FEE

A

B

Commercial/Industrial Bank

De Novo State Charter (§11-103-303 or 11-108-302, C.R.S.)

$12,000

N/A

$12,000

N/A

Streamlined Filing (Applicant with existing Colorado domiciled institution)

$7,500

$7,500

Interim Charter

$2,000

-0-

Change of Control – (§11-102-303, C.R.S.)

$8,000

-0-

Out-of-State Bank Holding Company (§11-104-201, C.R.S.)

$8,000

N/A

Application to Acquire State Chartered Commercial or Industrial Bank; or Banking Holding Company Controlling one or more Colorado State Chartered Commercial or Industrial Banks that will continue to operate under a Colorado State Charter

Out-of-State Bank Holding Company (§11-104-202, C.R.S.)

$1,500

N/A

Application to Acquire National Bank, Bank Holding Company that does not control any Colorado State Chartered Commercial or Industrial Banks or Colorado State Chartered Commercial or Industrial Bank(s) that will not continue to operate under a Colorado State Charter

Merger Approval – Conventional Bank to Bank (§11-103-701, C.R.S.)

N/A

-0-

Conversion – Industrial Bank to Commercial Bank (§11-108-404, C.R.S.)

N/A

-0-

Conversion – National Bank to State Bank (§11-103-707, C.R.S.)

-0-

N/A

Voluntary Liquidation (§11-103-801 or 11-108-601, C.R.S.)

N/A

-0-

Bank Investment in Subsidiary Requiring Notice to, or Approval of, Banking Board or Division

N/A

-0-

Bank Investment in Trust Company

N/A

-0-

Branch Certification (No new acquisition involved)

N/A

-0-

Branch Notification (§11-105-602, C.R.S.)

N/A

-0-

Branch Closure (§11-105-606, C.R.S.)

N/A

-0-

Loan Production Office (§11-105-101, C.R.S.)

$100

-0-

Relocation: Main Office, Branch (§11-103-405, C.R.S.)

N/A

-0-

Sale of Assets (§11-103-709, C.R.S.)

N/A

-0-

Trust Powers (Include Articles of Amendment to Articles of Inc.) (§11-103-102, C.R.S.)

N/A

-0-

Late Filing of Reports of Condition

N/A

$25/Day

Assessments (§11-102-401 or 11-108-306, C.R.S.)

A 25 percent discount will be applied for banks rated 1 under the Uniform Financial Institution Rating system (UFIRS). A 50 percent surcharge will be added for banks rated 3 and a 100 percent surcharge for banks rated 4 or 5 under the UFIRS.

Trust Company

De Novo State Charter (§11-109-305, C.R.S.)

$12,000

N/A

Streamlined Filing (Applicant with existing Colorado domiciled institution)

N/A

$7,500

Change of Control – Trust Company Level (§11-109-401, C.R.S.)

$8,000

-0-

Voluntary Liquidation (§11-109-701, C.R.S.)

N/A

-0-

Trust Representative Office (§11-109-202, C.R.S.)

$350

-0-

Annual Fee Trust Representative Office (§11-109-202(5), C.R.S.)

$100

Trust Office (§11-109-202, C.R.S.)

$350

-0-

Annual Fee Trust Office (§11-109-202(5), C.R.S.)

$100

Relocation: Main Office (§11-109-202, C.R.S.)

N/A

-0-

Late Filing of Reports of Condition

N/A

$25/Day

Assessments (§11-109-303, c.R.S.)

A 25 discount will be applied to trust companies that are rated 1 under the UFIRS.  A 50 percent surcharge will be added for trust companies rated 3 and a 100 percent surcharge for trust companies rated 4 or 5 under the UFIRS.

License (January 1 – June 30) (§12-52-108, C.R.S.)

$7,500

N/A

Examinations

IT (Information Technology) Examination Fee - SERVICE PROVIDER ONLY

$48/hour*

$48/hour*

PDPA Examination Fee (If separate exam)

$34/Hour*

$34/Hour*

Trust Department Examination Fee

N/A

$42/Hour*

Compliance Examination Fee (If separate UCCC exam)

N/A

$30/Hour*

PDPA/Escrow Examination Fee

$34/Hour

$34/Hour*

Public Depository – Public Funds

Eligible Public Depository (Not a part of the Charter Application) (§11-10.5-106(3)(a), C.R.S.)

$100

-0-

Hold PDPA Pledge Collateral (§11-10.5-108(1)(a), C.R.S.)

$150

-0-

Own Trust Department as Depository (§11-10.5-108(b), C.R.S.)

-0-

-0-

Documents and Publications

Annual Report

$25

Copies of Public Documents

$0.25/Page

Archive Retrieval

$20/Box

Research

$10/Hour

Call Report – FFIEC Form

$10